Zener diode and voltage regulation

Zener breakdown mechanisms, the shunt Zener regulator, worst-case design of the series resistor, dissipation and line/load regulation.

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Why it matters

A Zener diode is the cheapest voltage reference you can buy, and it appears inside almost every instrument: as a reference for comparators and ADCs, as a shunt regulator for low-current sensor supplies, and as an over-voltage clamp on input lines. Designing one correctly is a classic worst-case problem: it must keep regulating at the lowest input and heaviest load, and must not overheat at the highest input and lightest load.

Key ideas

Breakdown by design. A Zener diode is a heavily doped p-n junction built to operate in reverse breakdown. Once the reverse voltage reaches V_Z, the current rises steeply while the voltage changes only slightly, so the device behaves like a battery V_Z in series with a small dynamic resistance r_z. In the forward direction it behaves like an ordinary diode (≈ 0.7 V drop).

Two breakdown mechanisms.

  • Zener (field) breakdown dominates in very heavily doped junctions, roughly V_Z below about 5 V. Its temperature coefficient is negative.
  • Avalanche breakdown (impact ionisation) dominates above about 6 V. Its temperature coefficient is positive.
  • Diodes near 5–6 V have the smallest temperature coefficient, which is why 5.6–6.2 V references are popular. Temperature-compensated references put a forward-biased diode (−2 mV/°C) in series with a positive-coefficient Zener.

Operating window. Regulation needs a minimum current I_Z(min) (the knee current) to keep the diode in breakdown. The maximum current is set by the rated power: I_Z(max) = P_Z(max) / V_Z.

The shunt regulator. A series resistor R_S from the unregulated supply feeds the parallel combination of the Zener and the load. The resistor drops the difference V_in − V_Z; the Zener absorbs whatever current the load does not take. If the input rises, the Zener current rises; if the load draws more, the Zener current falls. The circuit is simple but wasteful: the resistor and Zener burn power even at no load, so it suits currents of tens of mA. For more current a transistor (emitter follower) is added, which leads to the series regulators of a later topic.

When does it stop regulating? If the Zener is not in breakdown it is an open circuit and the output is just the divider V_in·R_L/(R_S + R_L). The Zener regulates only while this divider voltage is at least V_Z.

Figures of merit. Line regulation is the change in output per change in input; load regulation is the change in output from no load to full load, often quoted as a percentage. Both improve as r_z falls and R_S rises.

Formulas

I_S = (V_in − V_Z) / R_S — current through the series resistor (A); V_in input (V), V_Z Zener voltage (V), R_S series resistance (Ω). Valid while the Zener is in breakdown.

I_Z = I_S − I_L, with I_L = V_Z / R_L — Zener current and load current (A).

P_Z = V_Z · I_Z — Zener dissipation (W). Worst case at maximum V_in and minimum I_L.

R_S(max) = (V_in(min) − V_Z) / (I_L(max) + I_Z(min)) — largest series resistor that still keeps regulation at the worst case.

R_S(min) = (V_in(max) − V_Z) / (I_L(min) + I_Z(max)) — smallest series resistor that keeps the Zener within its rating.

R_L(min) = R_S · V_Z / (V_in − V_Z) — smallest load that still lets the Zener reach breakdown (ignoring I_Z(min)).

ΔV_o / ΔV_in ≈ (r_z ∥ R_L) / (R_S + r_z ∥ R_L) — line regulation (ripple rejection) using the dynamic resistance r_z (Ω).

Load regulation (%) = (V_NL − V_FL) / V_FL × 100.

Worked examples

Example 1 (standard). V_in = 15 V, V_Z = 5 V, R_S = 100 Ω, R_L = 250 Ω. Find I_S, I_L, I_Z and P_Z.

  1. Check breakdown: the open-Zener divider gives 15 × 250/350 = 10.7 V > 5 V, so the Zener is in breakdown and V_o = 5 V.
  2. I_S = (V_in − V_Z)/R_S = (15 − 5)/100 = 0.1 A = 100 mA.
  3. I_L = V_Z/R_L = 5/250 = 0.02 A = 20 mA.
  4. I_Z = I_S − I_L = 100 − 20 = 80 mA.
  5. P_Z = V_Z·I_Z = 5 × 0.08 = 0.4 W.

Answer: I_S = 100 mA, I_L = 20 mA, I_Z = 80 mA, P_Z = 0.40 W.

Example 2 (GATE level). An unregulated supply varies from 18 V to 24 V. A 12 V Zener with I_Z(min) = 5 mA and r_z = 5 Ω must supply a load current between 10 mA and 50 mA. (a) Find the largest usable R_S. (b) With R_S = 100 Ω, find the worst-case Zener dissipation. (c) Estimate the output ripple for 1 V peak-to-peak ripple on the input.

  1. (a) Worst case for regulation is lowest input with heaviest load: R_S(max) = (V_in(min) − V_Z)/(I_L(max) + I_Z(min)) = (18 − 12)/(0.050 + 0.005) = 6/0.055 = 109 Ω. Choose the standard 100 Ω.
  2. (b) Worst case for dissipation is highest input with lightest load: I_S = (24 − 12)/100 = 120 mA; I_Z = 120 − 10 = 110 mA; P_Z = 12 × 0.110 = 1.32 W. Pick at least a 2 W Zener.
  3. (c) R_L ≥ 12 V/50 mA = 240 Ω ≫ r_z, so r_z ∥ R_L ≈ r_z. ΔV_o ≈ ΔV_in·r_z/(R_S + r_z) = 1 × 5/105 = 0.048 V.

Answer: R_S(max) ≈ 109 Ω; P_Z(max) = 1.32 W; output ripple ≈ 48 mV peak-to-peak.

Common mistakes

  • Computing I_Z without first checking that the Zener is actually in breakdown; with a heavy load (small R_L) it may be off.
  • Using I_S = (V_in − V_Z)/R_L: the load resistor does not carry the dropped voltage, the series resistor does.
  • Sizing R_S at nominal conditions instead of the two worst cases (minimum input with maximum load; maximum input with minimum load).
  • Saying all Zeners have a positive temperature coefficient; low-voltage (Zener-mechanism) devices have a negative one.
  • Forgetting that removing the load is the worst case for Zener dissipation.

For GATE IN

Expect numericals on Zener current and power, the permissible range of R_S or R_L for regulation, line and load regulation using r_z, and the output of a Zener with a load when it may or may not be in breakdown. Also expect conceptual questions on Zener versus avalanche breakdown and their temperature coefficients. Practise the "assume ON, solve, check I_Z > 0" routine.

Quick check

  1. A 9 V Zener is fed from 15 V through 120 Ω with no load. What is I_Z?
  2. In Q1, what load resistance makes I_Z fall to zero?
  3. Which breakdown mechanism has a positive temperature coefficient?
  4. Why is the no-load condition the worst case for Zener dissipation?

Answers: 1. 50 mA. 2. 180 Ω. 3. Avalanche breakdown. 4. All of the series-resistor current then flows through the Zener.

Try answering each one aloud before you open it.

  1. 1.What is a Zener diode and how does it differ from a regular diode?Concept

    A Zener diode is a type of diode designed to allow current to flow in the reverse direction when a specific reverse voltage, known as the Zener breakdown voltage, is reached. Unlike regular diodes, which are designed to block reverse current, Zener diodes are used for voltage regulation by maintaining a constant output voltage despite changes in the load current or input voltage.

  2. 2.Explain the working principle of a Zener diode in voltage regulation.Concept

    In voltage regulation, a Zener diode is connected in parallel with the load across which a constant voltage is required. When the input voltage exceeds the Zener breakdown voltage, the Zener diode conducts in reverse, maintaining a stable output voltage equal to its breakdown voltage. This ensures that the load receives a constant voltage even if the input voltage fluctuates.

  3. 3.What happens if the input voltage to a Zener voltage regulator is too low for the Zener to break down?Application

    The Zener stops conducting and behaves as an open circuit, so the output is simply the divider formed by the series resistor and the load, V_in·R_L/(R_S + R_L). This is below V_Z and now varies with both input and load, so there is no regulation. The design must guarantee that at minimum input and maximum load the Zener still carries at least its knee current I_Z(min).

  4. 4.How does temperature affect the performance of a Zener diode?Application

    It depends on the breakdown mechanism. Low-voltage diodes (below about 5 V) break down by the Zener (field) effect and have a negative temperature coefficient; higher-voltage diodes (above about 6 V) break down by avalanche and have a positive coefficient. Around 5-6 V the two nearly cancel, so those diodes drift least. Precision references add a forward-biased junction (about −2 mV/°C) in series with a positive-coefficient Zener to compensate.

  5. 5.What is the role of a series resistor in a Zener diode voltage regulator circuit?Application

    The series resistor drops the difference between the unregulated input and the Zener voltage, and so sets the total current I_S = (V_in − V_Z)/R_S that is shared between the Zener and the load. It must be small enough that at minimum input and maximum load the Zener still has its minimum current, and large enough that at maximum input and no load the Zener current stays within its power rating. Without it the Zener would short the supply and burn out.

  6. 6.Calculate the minimum series resistor for a 5 V Zener fed from 12 V if the Zener current must not exceed 50 mA (no load).Numerical

    With no load all the resistor current flows through the Zener, so I_Z = (V_in − V_Z)/R. Setting I_Z ≤ 50 mA gives R ≥ (12 − 5)/0.05 = 140 Ω. Any load connected will only reduce the Zener current, so 140 Ω (or the next higher standard value, 150 Ω) is safe.

  7. 7.Explain how a Zener diode can be used for overvoltage protection.Application

    A Zener diode can be used for overvoltage protection by connecting it in parallel with the circuit to be protected. When the voltage exceeds the Zener breakdown voltage, the diode conducts in reverse, clamping the voltage to a safe level and preventing it from rising further. This protects the circuit from damage due to excessive voltage.

  8. 8.What are the limitations of using a Zener diode for voltage regulation?Application

    The limitations of using a Zener diode for voltage regulation include its limited current handling capacity and power dissipation. Zener diodes are typically suitable for low-power applications. Additionally, their voltage regulation is not as precise as more complex regulators, and they can be affected by temperature variations.

  9. 9.A 6.2 V Zener is fed from 10 V through a 100 Ω series resistor and supplies a 1 kΩ load. Find the Zener current.Numerical

    First check breakdown: the open-Zener divider gives 10 × 1000/1100 = 9.1 V, above 6.2 V, so the Zener conducts and holds 6.2 V. Series current I_S = (10 − 6.2)/100 = 38 mA; load current I_L = 6.2/1000 = 6.2 mA. The Zener carries the rest: I_Z = 38 − 6.2 = 31.8 mA, dissipating about 0.2 W.

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