Arc welding: SMAW, GMAW, GTAW and SAW
Arc physics, polarity and power-source characteristics, and the working principles, uses and limits of SMAW, GMAW, GTAW and SAW, with heat-input, operating-point and deposition calculations.
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Why it matters
Arc welding builds pressure vessels, ships, bridges, pipelines and car bodies. Choosing between stick, MIG, TIG and submerged arc — and setting the power source, polarity, current and speed correctly — decides penetration, deposition rate, distortion and whether the joint passes inspection.
Key ideas
The arc. An arc is a sustained electrical discharge through ionised gas between an electrode and the work, at roughly 10–40 V and tens to hundreds of amperes. Arc voltage rises with arc length; a common linear model is V_arc = A + B·l. In DC welding about two-thirds of the heat is released at the anode, so polarity matters:
- DCEN (straight polarity): electrode negative, work positive — more heat in the work, deeper penetration, cooler electrode (used in GTAW of steel).
- DCEP (reverse polarity): electrode positive — more heat at the electrode, higher melting rate, shallower penetration, and a cathodic cleaning action that breaks up oxide films (used in GMAW, and why aluminium is TIG-welded on AC).
- AC alternates both and avoids arc blow.
Power-source characteristics.
- Drooping (constant-current) sources — for manual processes (SMAW, GTAW): a change in arc length changes voltage a lot but current only a little, so the welder's hand tremor hardly affects heat. Modelled as a straight line V = OCV − (OCV/SCC)·I, where OCV is open-circuit voltage and SCC is short-circuit current. The operating point is where this line meets the arc characteristic.
- Flat (constant-voltage) sources — for continuous-wire processes (GMAW, FCAW, SAW): with constant wire feed, a longer arc lowers the current, the burn-off rate falls and the arc shortens again — self-regulation of arc length.
SMAW (manual metal arc, stick). Consumable flux-coated electrode. The coating gives a gas shield, a slag cover, arc stabilisers (K, Na compounds), deoxidisers and alloying elements. Cheap, portable, all-position, outdoor-friendly; but low duty cycle (electrode changes, slag removal) and limited to electrode length. Electrodes must be kept dry (hydrogen cracking).
GMAW (MIG/MAG). Continuous bare wire fed through the torch with an external shielding gas — argon or helium (MIG) for non-ferrous metals, CO₂ or Ar–CO₂ mixes (MAG) for steels. Usually DCEP and a constant-voltage source. Metal transfer modes: short-circuit (low current, thin sheet, all positions), globular, spray (above a transition current, high deposition, flat position) and pulsed spray. High productivity and easily automated or robotised; gas shield is disturbed by wind.
GTAW (TIG). Non-consumable tungsten electrode (often thoriated, ceriated or lanthanated), inert gas (Ar, He), filler rod added separately if needed. DCEN for steels and titanium; AC for aluminium and magnesium. Gives the cleanest, best-controlled welds on thin sheet, root passes and reactive metals, but is slow. Tungsten touching the pool causes tungsten inclusions; high-frequency start avoids this.
SAW. Continuous wire with the arc buried under granular flux; unfused flux is recycled. Very high currents (often 300–2000 A), high deposition rate, deep penetration, no visible arc or spatter, smooth bead. Limited to flat and horizontal positions and mainly to thick steel (ship plates, pressure vessels, pipes, columns). Thermal efficiency is the highest of the arc processes because the flux blanket traps heat.
Other arc processes to know. Flux-cored arc welding (tubular wire with flux inside), plasma arc welding (constricted arc, keyhole mode), electroslag and electrogas welding for very thick vertical joints, stud welding.
Formulas
H = η · V · I / v
H = net heat input per unit length (J/mm), η = arc (heat-transfer) efficiency (typically ~0.9–0.99 SAW, ~0.7–0.85 SMAW and GMAW, ~0.6–0.75 GTAW; take from your data book), V = arc voltage (V), I = current (A), v = travel speed (mm/s). With v in mm/min: H (kJ/mm) = η · V · I · 60 / (1000 · v).
V_arc = A + B · l
Linear arc characteristic: A (V) and B (V/mm) are constants, l = arc length (mm).
V = OCV − (OCV / SCC) · I
Drooping power-source line (V in volts, I in amperes). Arc power P = V·I is maximum at I = SCC / 2, V = OCV / 2, so P_max = OCV · SCC / 4.
m = ρ · (π d² / 4) · f
Wire melting (burn-off) rate: ρ = density (kg/m³), d = wire diameter (m), f = wire feed speed (m/s). Deposition rate = deposition efficiency × melting rate.
A_bead = η_d · (π d² / 4) · f / v
Cross-sectional area of deposited metal (mm²) for wire feed f and travel speed v in the same units.
Worked examples
Example 1 — heat input (standard). SMAW at V = 25 V, I = 200 A, travel speed 300 mm/min, arc efficiency 0.8.
- Gross heat input =
V · I · 60 / (1000 · v)= 25 × 200 × 60 / (1000 × 300) = 300 000 / 300 000 = 1.0 kJ/mm. - Net heat input
H = η × 1.0= 0.8 × 1.0 = 0.80 kJ/mm.
Example 2 — operating point and maximum arc power (GATE level). A drooping DC source has OCV = 80 V and SCC = 600 A. The arc characteristic is V_arc = 20 + 4l (l in mm).
- Source line: V = 80 − (80/600)·I = 80 − 0.1333·I.
- For l = 4 mm: V_arc = 20 + 4 × 4 = 36 V.
- Operating current: 36 = 80 − 0.1333·I, so I = (80 − 36) × 600/80 = 330 A; arc power = 36 × 330 = 11.88 kW.
- Maximum power occurs at I = SCC/2 = 300 A, V = OCV/2 = 40 V, P_max = 80 × 600/4 = 12.0 kW.
- Arc length for maximum power: 40 = 20 + 4l, so l = 5 mm.
Example 3 — GMAW deposition. Steel wire d = 1.2 mm, feed 8 m/min, density 7850 kg/m³, deposition efficiency 0.95, travel speed 400 mm/min.
- Wire area = (π/4)(1.2)² = 1.131 mm².
- Volume melted = 1.131 × 8000 = 9048 mm³/min.
- Melting rate = 9048 mm³/min × 7.85 × 10⁻³ g/mm³ = 71.0 g/min = 4.26 kg/h.
- Bead area = 0.95 × 9048 / 400 = 21.5 mm².
Common mistakes
- Forgetting the 60 when speed is in mm/min, or the 1000 when the answer is wanted in kJ/mm.
- Dropping the arc efficiency when the question asks for net heat input.
- Mixing up polarities: DCEN gives deeper penetration in GTAW; DCEP gives higher melting rate and oxide cleaning.
- Saying GTAW uses a consumable electrode, or that SMAW needs an external gas cylinder.
- Pairing a constant-voltage source with manual SMAW, or a drooping source with GMAW.
- Calculating arc power at OCV or SCC — at those points current or voltage is zero.
For GATE PI
Expect numericals on heat input with efficiency, operating point from a linear power-source line and a linear arc characteristic, maximum arc power, change in current when arc length changes, wire melting and deposition rate. Concept MCQs cover polarity effects, source characteristics and self-regulation, electrode coatings, shielding gases, metal transfer modes and matching process to application.
Quick check
- Which polarity is used for TIG welding of steel, and why?
- A source has OCV 60 V and SCC 400 A. What is the maximum arc power?
- Why does GMAW use a constant-voltage source?
- Name two functions of an SMAW electrode coating other than shielding.
- 30 V, 250 A, 5 mm/s, η = 0.9: net heat input?
Answers: 1. DCEN — more heat goes into the work for deeper penetration and the tungsten stays cool. 2. 60 × 400/4 = 6 kW. 3. With constant wire feed it gives self-regulation of arc length. 4. Arc stabilisation, slag formation, deoxidation, adding alloying elements (any two). 5. 0.9 × 30 × 250/5 = 1350 J/mm = 1.35 kJ/mm.
Interview questions
All Casting, Forming and Joining interview questionsTry answering each one aloud before you open it.
1.What is Shielded Metal Arc Welding (SMAW) and how does it work?Concept
Shielded Metal Arc Welding (SMAW), also known as stick welding, is a manual arc welding process that uses a consumable electrode coated in flux to lay the weld. An electric current, either AC or DC, is used to form an electric arc between the electrode and the metals to be joined. The heat from the arc melts the workpieces and the electrode, forming a weld pool that cools to form a joint. The flux coating disintegrates, giving off vapors that serve as a shielding gas and providing a layer of slag, both of which protect the weld area from atmospheric contamination.
2.Explain Gas Metal Arc Welding (GMAW) and its advantages.Concept
Gas Metal Arc Welding (GMAW), commonly known as MIG (Metal Inert Gas) welding, is a welding process in which an electric arc forms between a consumable wire electrode and the workpiece metal(s), which heats the workpiece metal(s), causing them to melt and join. A shielding gas, typically argon or a mixture of argon and carbon dioxide, is fed through the welding gun to protect the weld pool from contamination. Advantages of GMAW include high welding speed, ease of automation, and the ability to weld a wide range of metals and thicknesses.
3.Describe Gas Tungsten Arc Welding (GTAW) and its typical applications.Concept
Gas Tungsten Arc Welding (GTAW), also known as TIG (Tungsten Inert Gas) welding, is a process that uses a non-consumable tungsten electrode to produce the weld. The weld area is protected from atmospheric contamination by an inert shielding gas, usually argon or helium. GTAW is known for producing high-quality, precise welds and is commonly used in industries where weld quality is critical, such as aerospace, automotive, and piping systems. It is particularly effective for welding thin sections of stainless steel and non-ferrous metals like aluminum, magnesium, and copper alloys.
4.What is Submerged Arc Welding (SAW) and why is it used in heavy industries?Concept
Submerged Arc Welding (SAW) is a process that involves the formation of an arc between a continuously fed electrode and the workpiece. The arc and molten weld are submerged under a blanket of granular fusible flux, which prevents spatter and sparks while providing a protective atmosphere. SAW is used in heavy industries due to its high deposition rates, deep penetration, and ability to produce high-quality welds with minimal operator skill. It is commonly used for welding thick steel sections in shipbuilding, pressure vessel fabrication, and structural steel construction.
5.Why is argon commonly used as a shielding gas in GTAW?Application
Argon is commonly used as a shielding gas in Gas Tungsten Arc Welding (GTAW) because it is an inert gas that does not react with the molten weld pool, providing a stable and protective atmosphere. Argon is heavier than air, which helps it effectively shield the weld area from atmospheric contamination. It also provides a smooth and stable arc, which is essential for producing high-quality welds. Additionally, argon is readily available and cost-effective compared to other inert gases.
6.What could happen if the flux coating on an SMAW electrode is damaged?Application
If the flux coating on an SMAW electrode is damaged, it can lead to several issues during the welding process. The primary function of the flux is to protect the weld pool from atmospheric contamination by producing a shielding gas and forming a slag layer. Without an intact flux coating, the weld may be exposed to oxygen and nitrogen from the air, leading to defects such as porosity, slag inclusions, and poor weld quality. Additionally, the arc stability may be compromised, making it difficult to maintain a consistent weld.
7.How does the choice of electrode affect the welding process in SMAW?Application
The choice of electrode in Shielded Metal Arc Welding (SMAW) affects several aspects of the welding process, including the mechanical properties of the weld, the type of metal that can be welded, and the welding position. Different electrodes have varying flux compositions, which influence the arc characteristics, penetration depth, and slag formation. For example, some electrodes are designed for deep penetration, while others are better suited for welding in vertical or overhead positions. The electrode's composition also determines the weld's tensile strength, ductility, and corrosion resistance.
8.Calculate the heat input in a GMAW process if the welding voltage is 24 V, the current is 200 A and the travel speed is 5 mm/s. How does arc efficiency change the answer?Numerical
Gross heat input = V·I/v = 24 × 200 / 5 = 960 J/mm (0.96 kJ/mm). Only part of the arc power enters the work: with an arc efficiency of about 0.8 for GMAW the net heat input is 0.8 × 960 ≈ 770 J/mm. Codes and procedure sheets state which of the two they mean, so always check whether η is included.
9.What are the potential effects of using a higher welding current in GMAW?Application
Using a higher welding current in Gas Metal Arc Welding (GMAW) can lead to increased heat input, which may result in deeper penetration and a wider weld bead. While this can be beneficial for welding thicker materials, it also increases the risk of burn-through, especially in thinner sections. Higher current can also lead to increased spatter and a rougher weld surface. Additionally, excessive heat input can cause distortion and affect the mechanical properties of the welded joint, such as reducing its toughness.
10.Determine the deposition rate in SAW if the electrode feed rate is 5 kg/h and the efficiency is 90%.Numerical
The deposition rate in Submerged Arc Welding (SAW) can be calculated using the formula: Deposition Rate = Electrode Feed Rate × Efficiency. Given the electrode feed rate is 5 kg/h and the efficiency is 90%, the deposition rate is: Deposition Rate = 5 kg/h × 0.90 = 4.5 kg/h. Therefore, the deposition rate is 4.5 kilograms per hour.
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